A closed local-orbital unified description of DFT and many-body effects.
Fernando FloresDiego Soler-PoloJosé OrtegaPublished in: Journal of physics. Condensed matter : an Institute of Physics journal (2022)
Density functional theory (DFT) is usually formulated in terms of the electron density as a function of position n ( r ). Here we discuss an alternative formulation of DFT in terms of the orbital occupation numbers { n α } associated with a local-orbital orthonormal basis set { ϕ α }. First, we discuss how the building blocks of DFT, namely the Hohenberg-Kohn theorems, the Levy-Lieb approach and the Kohn-Sham method, can be adapted for a description in terms of { n α }. In particular, the total energy is now a function of { n α }, E [{ n α }], and a Kohn-Sham-like Hamiltonian is derived introducing the effects of the electron-electron interactions via effective potentials,{Vαeff=∂Eee[{nβ}]/∂nα}. In a second step we consider the Hartree and exchange energies and discuss how to describe them, in the spirit of a DFT approach, in terms of the orbital occupation numbers. In this contribution special attention is paid to the description of the (intra-atomic) correlation energy and corresponding correlation potentials { V corr, α }. For this purpose, a model system is analyzed in detail, whereby an atomic Hamiltonian interacts with the environment via a simplified model; the use of this model allows us to obtain the correlation energy and potentials (in terms of { n α }) for different cases corresponding to low, intermediate and high electron correlations.