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The development of a mobile app-focused deduplication strategy for the Apple Heart Study that informs recommendations for future digital trials.

Ariadna GarciaJustin LeeVidhya BalasubramanianRebecca GardnerSantosh E GummidipundiGrace HungTodd FerrisLauren CheungSumbul DesaiChristopher B GrangerMellanie True HillsPeter KoweyDivya NagJohn S RumsfeldAndrea M RussoJeffrey W SteinNisha TalatiDavid TsayKenneth W MahaffeyMarco V PerezMintu P TurakhiaHaley HedlinManisha Desainull null
Published in: Stat (International Statistical Institute) (2022)
An app-based clinical trial enrolment process can contribute to duplicated records, carrying data management implications. Our objective was to identify duplicated records in real time in the Apple Heart Study (AHS). We leveraged personal identifiable information (PII) to develop a dissimilarity score (DS) using the Damerau-Levenshtein distance. For computational efficiency, we focused on four types of records at the highest risk of duplication. We used the receiver operating curve (ROC) and resampling methods to derive and validate a decision rule to classify duplicated records. We identified 16,398 (4%) duplicated participants, resulting in 419,297 unique participants out of a total of 438,435 possible. Our decision rule yielded a high positive predictive value (96%) with negligible impact on the trial's original findings. Our findings provide principled solutions for future digital trials. When establishing deduplication procedures for digital trials, we recommend collecting device identifiers in addition to participant identifiers; collecting and ensuring secure access to PII; conducting a pilot study to identify reasons for duplicated records; establishing an initial deduplication algorithm that can be refined; creating a data quality plan that informs refinement; and embedding the initial deduplication algorithm in the enrolment platform to ensure unique enrolment and linkage to previous records.
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